Add SOC 2 operations checklist

src/compliance/compliance.controller.ts

@@ -11,4 +11,9 @@ export class ComplianceController {
   async soc2Readiness(@CurrentUser() userId: string) {
     return this.complianceService.getSoc2Readiness(userId);
   }
+
+  @Get("soc2/operations")
+  async soc2Operations() {
+    return this.complianceService.getSoc2Operations();
+  }
 }

src/compliance/compliance.service.ts

@@ -28,6 +28,21 @@ export interface Soc2ReadinessReport {
   note: string;
 }
 
+export interface Soc2OperationsReport {
+  framework: "SOC 2";
+  certificationStatus: "not_certified";
+  generatedAt: string;
+  externalOperations: Array<{
+    id: string;
+    area: string;
+    owner: string;
+    status: "external_required";
+    requiredEvidence: string[];
+    systemSupport: string[];
+  }>;
+  note: string;
+}
+
 @Injectable()
 export class ComplianceService {
   constructor(private readonly prisma: PrismaService) {}
@@ -122,4 +137,76 @@ export class ComplianceService {
       note: "This endpoint reports application control evidence only. It does not represent SOC 2 certification or audit opinion.",
     };
   }
+
+  getSoc2Operations(): Soc2OperationsReport {
+    return {
+      framework: "SOC 2",
+      certificationStatus: "not_certified",
+      generatedAt: new Date().toISOString(),
+      externalOperations: [
+        {
+          id: "SOC2-AUDITOR",
+          area: "Independent examination",
+          owner: "Executive sponsor / auditor",
+          status: "external_required",
+          requiredEvidence: [
+            "Signed engagement letter with a CPA firm",
+            "Defined Type I or Type II examination scope",
+            "Auditor request list and evidence retention plan",
+          ],
+          systemSupport: ["GET /api/compliance/soc2/readiness exposes runtime control evidence."],
+        },
+        {
+          id: "SOC2-POLICIES",
+          area: "Security policies",
+          owner: "Security / management",
+          status: "external_required",
+          requiredEvidence: [
+            "Approved access control policy",
+            "Approved change management policy",
+            "Approved incident response policy",
+            "Approved vendor risk policy",
+          ],
+          systemSupport: ["Audit logs, export logs, session records, and abuse events provide technical evidence."],
+        },
+        {
+          id: "SOC2-ACCESS-REVIEWS",
+          area: "Access reviews",
+          owner: "Operations",
+          status: "external_required",
+          requiredEvidence: [
+            "Quarterly access review checklist",
+            "Reviewer sign-off records",
+            "Remediation tickets for excessive access",
+          ],
+          systemSupport: ["User/session/audit data can support review evidence, but approvals occur outside the runtime."],
+        },
+        {
+          id: "SOC2-VENDOR-RISK",
+          area: "Vendor risk",
+          owner: "Operations / legal",
+          status: "external_required",
+          requiredEvidence: [
+            "Subprocessor inventory",
+            "Vendor security reviews for infrastructure, email, payments, bank data, and tax providers",
+            "Executed DPAs where required",
+          ],
+          systemSupport: ["Provider integration metadata identifies Stripe, Plaid, Teller, Google, SMTP, and export storage dependencies."],
+        },
+        {
+          id: "SOC2-TRAINING-DRILLS",
+          area: "Training and incident drills",
+          owner: "People / security",
+          status: "external_required",
+          requiredEvidence: [
+            "Employee security training records",
+            "Onboarding/offboarding records",
+            "Incident response tabletop or drill report",
+          ],
+          systemSupport: ["Application audit records can support incident reconstruction after an event."],
+        },
+      ],
+      note: "These operations cannot be completed by code alone. The application can expose evidence, but certification requires external policies, retained records, and an auditor.",
+    };
+  }
 }